Mark I rolling stock exemptions

What do the regulations say?

The Railway Safety Regulations 1999 (RSR)  required the withdrawal of unmodified Mark I rolling stock from 1 January 2005.  The stock is less crashworthy than modern stock  and the risks posed to passengers are from pull down windows and the absence of central door locking.

RSR regulation 4 prohibited the operation of Mark I rolling stock after 31 December 2002 unless it had been modified to prevent, so far as practicable, over-riding in the event of a collision.

RSR regulation 5 prohibited the operation of hinged door rolling stock without central locking from 1 January 2005.

RSR regulation 6 provides us with a wide-ranging power to grant exemptions. We are able to consider all circumstances of the case in reaching a decision.

What do we take into account before deciding on granting an exemption?

We not only consider existing safety risks and requirements. We can also consider practicalities, costs, possible disruption to services, severe overcrowding, the transfer of risk to other modes of transport and the possible introduction of new risks.

All requests for exemption, and subesequent decisions, are  listed below. All correspondence related to decisions is available, on request, to the public.

Applications for Mark I exemptions

Company Date of application Decision
West Coast Railway Co Ltd 25 March 2010 Network rail Certificates
Letter to Network Rail
Regulation 4 exemption
Regulation 5 exemption
TOC Certificates
Letter to WCRC
Regulation 4 exemption
Regulation 5 exemption
Stagecoach South Western Trains Ltd, Lymington Line 27 Nov 2008 SSWT - Regulation 4 certificate
NR - Regulation 4 certificate
North Yorkshire Moors Railway Enterprise plc 5 Mar 2008 Letter to NR re NYMR exemption
Regulation 4 exemption
Regulation 5 exemption
North Yorkshire Moors Railway Enterprise plc 5 Mar 2008 Letter to NYMR re exemption
Regulation 4 exemption
Regulation 5 exemption
English Welsh and Scottish Railway Limited 26 Nov 2007 Network rail Certificates
Regulation 4 exemption
Regulation 5 exemption
English Welsh and Scottish Railway Limited 26 Nov 2007 EWS Certificates
Regulation 4 exemption
Regulation 5 exemption
North York Moors Railway 11 Apr 2007 Regulation 4 and 5 exemption – 1 Jun 2007
West Coast Railway Co Ltd 10 Apr 2007 Regulation 4 and 5 exemption – 23 Apr 2007
Network Rail Exemption
West Coast Railway Co Ltd 26 Oct 2006 Regulation 4 and 5 exemption –16 Jan 2007
Network Rail Exemption
Fragonset Railways 28 Jan 2005 Regulation 5 exemption - 28 Apr 2005
Hastings Diesels 4 Sep 2004 Regulation 5 exemption - 28 Apr 2005
South Central Ltd, South Eastern Trains Ltd, South West Trains Ltd, Network Rail Infrastructure Ltd 1 Mar 2004 Network Rail South Eastern Trains Certificate
-South Eastern Trains Certificate
-Network Rail South Western Trains Certificate
-South Western Trains Certificate
-Network Rail Southern Railways Certificate
-Southern Railways Certificate
Hastings Diesels 1 Aug 2003 Regulation 4 exemption - 6 Oct 2003
Fragonset Railways 1 Feb 2003 Regulation 4 exemption - 19 May 2003
SRPS Railtours 1 Feb 2003 -Regulation 5 exemption - 29 Apr 2005
-Regulation 4 exemption - 31 Mar 2003 
-Network Rail's exemption certificate
Scottish Highland Railway 29 Jan 2003 Regulation 5 exemption - 28 Apr 2005
Scottish Highland Railway 1 Jan 2003 Regulation 4 exemption - 31 Mar 2003
Princess Royal Class Loco Trust 4 Dec 2002 Regulation 5 exemption - 28 Jun 2005
Dartmoor Railway 1 Dec 2002  
Mid-Hants Railway 1 Dec 2002 Decision - 31 Mar 2003
Princess Royal Class Loco Trust 1 Dec 2002 Regulation 4 exemption - 9 May 2003
Wessex Trains 1 Dec 2002 Regulation 5 exemption - 19 Apr 2005
Regulation 4 exemption - 31 Mar 2003
Venice-Simplon-Orient-Express, Northern Belle Fleet 14 Feb 2002 Regulation 5 exemption - 29 Apr 2005
English Welsh and Scottish Railway Limited 12 Nov 2002 -Regulation 5 exemption - 29 Apr 2005
-Regulation 4 exemption - 20 May 2003
-Network Rail's exemption certificate
Riviera Trains 1 Oct 2002 -Regulation 5 exemption - 29 Apr 2005
-Regulation 4 exemption - 31 Mar 2003
-Network Rail's exemption certificate
Railfilms 11 Aug 2002 Regulation 5 exemption - 28 Apr 2005
Railfilms 1 Aug 2002 Regulation 4 exemption - 9 May 2003
Venice Simplon-Orient Express, British Pullman Fleet 1 Dec 2001 -Regulation 4 exemption - 6 Oct 2003
-Network Rail's exemption certificate
Great Scottish and Western Railways 1 Nov 2001 Regulation 5 exemption - 9 May 2003
-Network Rail's exemption certificate
-Regulation 4 exemption - 9 May 2003
-Network Rail's exemption certificate

Last updated: 25 March 2010